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91视频下载链接: James Eccleston on Broker Product Cases
James Eccleston, 91视频下载链接 discusses product-related sales violation cases, such as UBS/Puerto Rican Bonds. James Eccleston is Lead Attorney for 91视频下载链接 - a nationwide securities and financial law firm with offices in Chicago, New York City, and Sarasota.

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91视频下载链接: Welcome to our Chicago Securities Law Firm
91视频下载链接: Jim Eccleston Talks 91视频下载链接 Representing Investors Nationwide in Law Suits
91视频下载链接: Who We Represent in our Chicago, NYC Florida Securities Law Firm
91视频下载链接: James Eccleston on Correcting FINRA BrokerCheck Reports
91视频下载链接: James Eccleston Warns Reps to Beware of Letter to Clients
91视频下载链接: James Eccleston Announces New Transition Compliance Package for Financial Advisers
91视频下载链接: James Eccleston Announces New Broker Compliance Package by 91视频下载链接 LLC
91视频下载链接: James Eccleston on Broker Recruiting Protocol

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We just wanted to say thanks for your work in helping us get back some of the money we lost. We are not by any means rich, but we have saved some money and we have done so through a tight-fisted approach to most everything we do. So losing a significant chunk of money hurt…especially at a time when everyone else was growing their accounts. We really appreciate the work you did.

Allan and Adele

LATEST NEWS AND ARTICLES

May 8, 2025
All 50 States Now Aligned on Annuity Sales Standards

The annuity industry officially has secured uniformity in sales regulations across all 50 states.

May 7, 2025
Jury Finds Investment Advisor Liable for Failing to Disclose Annuity Commissions

A federal jury in Massachusetts has found investment adviser Jeffrey Cutter and his firm, Cutter Financial Group, liable for violating federal securities law by failing to disclose significant upfront commissions and conflicts of interest related to an annuity replacement scheme.

May 6, 2025
SEC Charges Three Individuals in $284 Million Arizona Sports Complex Bond Fraud by Legacy Cares

The Securities and Exchange Commission has filed a civil enforcement action against Randall “Randy” Miller, Chad Miller, and Jeffrey De Laveaga for allegedly defrauding investors in two municipal bond offerings that raised $284 million.